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Seventh “Voices” Booklet Now Online and in Print

April 22, 2020

Voices Vol.7 (7.1MB.)

The Sylff Association secretariat is pleased to announce the publication of the seventh edition of Voices from the Sylff Community as a PDF file and in print format.

The latest edition contains 25 articles uploaded on the Sylff website between June 2018 and October 2019. Eighteen were submitted by the awardees of various support programs. They offer valuable hints on how the awards can be used to further fellows’ research and social engagement activities. You will also find reports, including many photos, of the 25th anniversary ceremonies and related events at nine universities in China. Rounding out the booklet are two pages of photos featuring the many outstanding fellows whom members of the Sylff Association secretariat met in 2018-19.

The booklet can be downloaded as a PDF file here.

We Want to Hear Your “Voice”

We are always eager to learn about the academic achievements and social intiatives of all fellows. Please send your contributions to the Sylff Association secretariat (sylff [a]tkfd.or.jp) to be shared through the Sylff website and Voices booklet. (replace [a] with @).

Guidelines for writing a Voices article can be downloaded here.

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Voices from the Sylff Community 
April
2020, Vol. 7

CONTENTS

Sylff Support Programs: Sylff Project Grant (SPG)

Developing an Inclusive Distribution Model

Yutaka Tokushima

Keio University

Making a Significant Difference to Early Childhood Development in South Africa

Louis Benjamin

University of the Western Cape

Sylff Support Programs: Sylff Leaders Workshop

[Report] Fall Session of Sylff Leaders Workshop 2018–19

Keita Sugai

Sylff Association Secretariat

Holistic and Empirical Approaches to Ensuring Food Security

Nuruddeen Mohammed Suleiman

University of Malaya

An Amazing Experience in Effective Teamworking and Accountable Leadership

Nermeen Varawalla

INSEAD, The Business School for the World

Sylff Leaders Workshop: Not Only a Global Partnership but a Global Friendship

Anna Plater-Zyberk

Jagiellonian University

Designing Food for the Future

Kabira Namit

Princeton University

Thoughts Regarding Local Foods

Nomingerel Davaadorj

National Academy of Governance

A Journey in the Land of the Rising Sun

Ayo Chan

Peking University

Sylff Support Programs: Sylff Leadership Initiatives (SLI)

Carceral Logics and Social Justice: Women Prisoners in India

Rimple Mehta

Jadavpur University

Catalyzing Cultural Revitalization in Western Province, Solomon Islands

Joe McCarter

Victoria University of Wellington

Sylff Support Programs: Sylff Research Abroad (SRA)

Political Reconciliation in Postcolonial Ghana

Frank Afari

Graduate Institute of International and Development Studies

Listen to Your Uber Driver: A Comment on the Economic and Emotional Vulnerability of Uber’s Silent Partner

Emma McDaid

UNSW Business School

Beyond the Treasures? Beyond the Nation? Museum Representations of Thracian Heritage from Bulgaria

Ivo Strahilov

Sofia University “St.Kliment Ohridski”

Sylff Support Programs: Local Association Networking Support (LANS)

JU-SYLFF LANS Meet 2019

Amrita Mukherjee, Sreerupa Bhattacharya, Moitrayee Sengupta, Sawon Chakraborty, Sudeshna Dutta, Sujaan Mukherjee

Jadavpur University

Program Report on the LANS Meeting

Luisa Alejandra Gonzalez Barajas

El Colegio de Mexico

Sylff Fellows as Agents of Change

Socrates Kraido Majune

University of Nairobi

The 2018 Inaugural Sylff Fellows Networking Event in Auckland, New Zealand

Tess Bartlett

Massey University

Across the Community

Potters’ Locality: The Socioeconomics of Bankura’s Terracotta

Soumya Bhowmick

Jadavpur University

Toward an International Academic Career

Mihoko Sakurai

Keio University

Dr. Yohei Sasakawa: An Inspiration to All

Joyashree Roy

Jadavpur University

Sylff’s Silver Jubilee in China

Milestone Administrators Meeting in Beijing

Yue Zhang

Sylff Association Secretariat

25th Anniversary Ceremony and Commemorative Symposium

Yue Zhang

Sylff Association Secretariat

Four Universities Celebrate 25th Anniversary

Yue Zhang

Sylff Association Secretariat

Four Universities Celebrate 25th Anniversary in 2019

Yue Zhang

Sylff Association Secretariat

Appendix: Support Program Awardees in 2018-19

2018-19 in Pictures: Leaders with a Mission

 

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The State and the Rights of Individuals: Pursuing Research at the Graduate Institute Geneva

April 16, 2020
By 25314

Using an SRA grant, Benedikt Behlert spent four months from September 2019 to January 2020 as a junior visiting fellow at the Graduate Institute of International and Development Studies in Geneva, Switzerland, which proved to be highly beneficial for his PhD project on the administrative procedures required to protect human rights. 

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My PhD project on “The Necessity of a Conversation between the Administration and the Individual: The Relevance of Procedure to International Human Rights” asks the question whether international human rights law requires states to have in place structured decision-making procedures for their administrative bodies. Such procedures are often perceived as a nuisance by the two sides involved—the administration and the individual confronted with it—and as an unwelcome hurdle in reaching their objectives.

The Maison de la Paix, home of the Graduate Institute Geneva.

This perception clouds the value of administrative procedure, however, which can protect individual rights against arbitrary state action. This protective potential is realized first and foremost by involving the individual in the decision-making process, such as by granting them a right to be heard and requiring reasons for a negative decision. This is the insight from which my normative analysis of international human rights law commences.

The different ways in which individuals are potentially confronted by administrative bodies are numerous. Beyond “everyday encounters,” such as when an individual applies for a permit, there are complex and sensitive human-rights issues like the ongoing “migration crisis” that highlight the relevance of this inquiry.

What does international human rights law say about the relevance of procedures for the protection of the rights of migrants and refugees? Does it require institutionalized procedures to examine whether a person’s claim for asylum is well-founded? What should such procedures look like? A thorough understanding of the general relationship between the laws governing international human rights and administrative procedures should help answer such questions about specific encounters between state administrations and individuals.

Comparison with Constitutional Rights

One chapter of my thesis draws inspiration from German constitutional law, in particular, the German doctrine of constitutional rights. The connection between administrative procedure and German constitutional rights has been discussed for more than 40 years. The ideas and arguments found in this discourse are by now well-developed, and given the striking structural and substantial similarities, they might provide valuable insights for human-rights-based arguments.

The goal of this comparative exercise was to learn something about the structure and nature of international human rights law, which will inform the subsequent part of my thesis where I try to construct an international-human-rights-law-based argument in favor of procedural rights and obligations.

However, looking for inspiration from one’s own jurisdiction carries a certain risk for the international lawyer. The outcome of research may be too heavily influenced by one’s own background and thus irrelevant to the international legal discourse. In order to avoid falling into this trap, I decided to write the part of my thesis focusing on the similarities and differences between constitutional rights and international human rights in a highly international research environment.

I had the great honor of spending four months at the Graduate Institute of International and Development Studies in Geneva as a junior visiting fellow. With its very diverse faculty and even more diverse student body, the Graduate Institute Geneva—also a Sylff institution—was just the right place for me to get the inspiration and critical feedback I needed.

The view from my workplace at the Graduate Institute Geneva.

The Benefits of an International Research Environment

I reviewed pertinent German constitutional law literature and international human rights law literature during my stay. The vast number of resources available at the Graduate Institute and its library were a great help. Most importantly, however, I had the chance to talk to researchers at various levels—PhDs, postdocs, and professors—from different disciplinary and national backgrounds, both informally and in more formal settings. Everyone at the International Law Department was extremely welcoming and helpful. In numerous talks with members of the world-renowned faculty and fellow PhD students, I received valuable input.

Furthermore, I gave a presentation in a roundtable session at the International Law Department, which was followed by an engaging and stimulating discussion. Not only did all these talks enable me to think about the German ideas more critically, but they also helped me to find more effective ways to present my findings to an international audience, which is the eventual target of my thesis.

Beyond the direct benefits for my research, my time as a junior visiting fellow at the Graduate Institute helped to broaden my horizon more generally. Almost every day, a high-level event with leading figures of international politics took place in the grand auditorium, exposing me to many interesting and informed analyses of current issues and crises. The junior visiting fellowship thus enabled me to better perceive my research within the bigger picture of international studies. Finally, the support which the International Law Department and the visiting fellows office provided was outstanding, very personal, and made my stay comfortable and easy.

Being a junior visiting fellow at the Graduate Institute Geneva was a splendid experience. I am certain that my thesis will reflect the inspiration and input I received during my stay. I am immensely grateful to the Sylff Association for funding my stay in Geneva with a generous SRA award, and I can only encourage other fellows who have not done so to make use of the extraordinary opportunities the Sylff Association provides!

Jonction, the place in Geneva where the Rhône and the Arve meet.

Behlert's related article "Forced Migration in Transition: Perspectives from Social Science and Law" can be read at www.sylff.org/news_voices/27466/.

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Insights into the Dynamics of Diplomacy in the Future

April 14, 2020
By 19817

Didzis Kļaviņš, a Sylff fellowship recipient in 2012, is a senior researcher at the Faculty of Social Sciences and Advanced Social and Political Research Institute, University of Latvia. He is currently conducting a research project on the transformation of diplomacy in the Baltic and Nordic countries. The aim of the comparative research is to analyze the nature of the changes in the ministries of foreign affairs in six countries: Estonia, Latvia, Lithuania, Sweden, Denmark, and Finland. In this article, Kļaviņš shares a number of observations from his ongoing post-doctoral research project.

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During the last two decades, changes in diplomacy have been widely observed. Commercial diplomacy, digital diplomacy, and city diplomacy are just some of the types of diplomacy that characterize the scale and variety of changes. Although sometimes it may seem as though diplomacy—as an instrument of foreign policy and diplomatic practice—has accordingly experienced significant changes or is experiencing them right now, diplomacy development trends in recent years prove that the largest changes are still to be expected. The issue is related with the readiness of each country and its ability to adapt to such changes. By taking the multifaceted nature of international relations and unpredictability into account, this article aims to raise some of the main issues in diplomacy, the meaning of which will continue to grow and require increased attention in the coming years.

Photo of Denmark's Tech Ambassador visiting the United Nations Headquarters.


New Technologies and Artificial Intelligence

Undeniably, in the future, new solutions in technology and communications will significantly change the nature of diplomatic communication. Operativity in the circulation of information and the availability thereof will change the dynamics of diplomatic work by requesting an even faster response on the part of foreign affairs services. More attention will also be paid to the selection of information and the verification of facts by using the newest technological solutions. Moreover, the integration of the information technology (IT) infrastructure of foreign affairs services with the IT systems of other governmental institutions will be one of the most current issues. There is no doubt that the introduction of new technological and communication solutions in each and every ministry of foreign affairs (MFA) will require large investments of financial means in comparison to the benefits acquired by society from the use of such technologies in foreign affairs.

Significant changes in MFAs will be determined by the solutions of artificial intelligence, which are now enjoying their victory procession in the field of technologies and which are used more and more in the improvement of public administration work. It may be that in the coming years, the use of AI in foreign affairs will significantly affect the work of diplomatic and consular services. Already now, the solutions offered by artificial intelligence indicate that changes will be revolutionary. Machine learning, neural networks, virtual assistants, and chatbots will not be unknown in diplomacy, a prediction that is backed by the research published and forecasts expressed during recent years. Thanks to innovative methods and algorithms that efficiently process large amounts of data and ensure significantly high speed, one of the main benefits of AI will be the automation of processes. Although for the time being AI hardly appears on the agenda of foreign policy as indicated by Ben Scott, Stefan Heumann, and Philippe Lorenz (2018), this situation will rapidly change in the very near future, and AI will become one of the central themes in the creation of foreign policy, including the modernization of diplomatic practice.

Bearing in mind the current development of artificial intelligence, it is important not to postpone looking at the issues of how it might be possible to better integrate AI with the needs of the MFAs.

 It is also quite possible that many countries will begin by using AI solutions for the needs of the consular service, commercial diplomacy, and public diplomacy. Examples include the provision of information regarding the work of the consular service, help in emergency situations abroad, safe travel, export possibilities abroad, and the formation of the state image via a virtual assistant or chatbot. The possibility cannot be excluded that AI solutions will be used in the management of crises. In general, the rapid development of technologies and diverse innovations will require a more operative response and operation of the MFAs. It will mean in turn that the possibilities of communication technologies will allow society and mass media to request even faster and more decisive foreign policy actions from the ministries and governments in general, including more operative activities by the foreign affairs services.

 

The Significance of Diplomacy in Public Administration

Although nowadays more or less every government  ministry and agency directly cooperates with other public administration institutions, it is predicted that in the future even more involvement in the coordination of foreign policy issues and involvement of other state institutions in solving external issues will be expected from every MFA (Rana 2011; Hocking, Melissen, Riordan, and Sharp 2012, 2013). With regard to the provision of support to other state institutions, great importance will be given to the use of the “whole of government” approach (WGA) in the formation of international issues and administering of public administration. It for the MFA to no longer perform the “gatekeeper” role between foreign policy and interior policy and to become a support institution or a platform for other public administration institutions instead. The types of support may vary from the coordination of interinstitutional issues to servicing all government institutions. Tom Christensen and Per Lægreid (2007) are just two of the well-known WGA researchers who underline the significance of horizontal coordination. In the future, many MFAs are expected to focus on coordinating foreign policy issues between the institutions involved; this is in line with the nature of the national diplomatic system, namely, the MFA as a part of the wider governmental system in the implementation and coordination of foreign policy issues (Rana 2011; Hocking, Melissen, Riordan, and Sharp 2012, 2013; Hocking and Melissen 2015; Hocking 2016, 75).

 

Dynamics of Change in Diplomatic Representations

Looking at the possible development of diplomacy, it may be predicted that employees in diplomatic missions abroad will have to deal with wider themes—for example, use of the newest communication technologies in the creation of the country’s image, use of artificial intelligence in the promotion of national competitiveness, and the formation of science and innovation diplomacy—which means acquiring new and diverse knowledge. Emphasis will also be placed on the implementation of WGA, which in turn means that employees from other ministries and agencies will be working more and more in embassies and other representations. It may be further predicted that the functions of ambassadors will become broader, because they must also support the activities and operations of the representatives of other institutions in the host country along with new agenda issues in foreign affairs. According to Kishan S. Rana (2011, 136), an ambassador will fulfill the role of the leader of the state team abroad. There is no doubt that diplomats abroad will have to be even more involved in the creation of the country’s image by using innovative communication solutions, including AI technologies.

The importance of public diplomacy will also become more topical. Along with the foregoing, diplomatic services will be required to promote economic and commercial diplomacy even more. In order to be able to promote export growth and attract investments, the MFAs will be forced to more actively use the accrued contacts and communication with representatives of the diaspora. The study by Ieva Birka and Didzis Kļaviņš (2019) on the role of diaspora diplomacy in the Baltic and Nordic countries is a good example of the importance of dialogue with diaspora communities abroad, including launching initiatives for growth and export purposes.  It is predicted that in the future, all abovementioned activities of the diplomatic service will be more deeply integrated with the model for performance management and activity reporting.

 

In Conclusion

By projecting the transformation of diplomatic practice in the coming years, it may be predicted that, in general, diplomacy that includes a variety of themes and functions—which is described as integrative diplomacy in the literature—will become dominant (Hocking, Melissen, Riordan, and Sharp 2012). Demand for the proactive service of foreign affairs and the implementation of WGA will promote structural and functional changes in the MFAs of many countries. Taking into account the fact that services will become even broader, it cannot be denied that one of the innovations could be the establishment of more and more specialized ambassadorial positions (for example, the designation of Tech Ambassador in Denmark). It may also be predicted that more external experts will be attracted to the field of strategic communications and creation of the country’s image.

Since September 2017, Casper Klynge is the first Tech Ambassador in Denmark and the world to be spearheading the government’s decision to elevate technology to a foreign policy priority as part of the Danish “TechPlomacy” initiative. (Photo courtesy of the Office of Denmark’s Tech Ambassador, Ministry of Foreign Affairs of Denmark)

References

Scott, Ben, Stefan Heumann, and Philippe Lorenz. 2018. Artificial Intelligence and Foreign Policy. Berlin: Stiftung Neue Verantwortung.

Rana, Kishan S. 2011. 21st Century Diplomacy: A Practitioner’s Guide. London: Continuum, 2011.

Hocking, Brian, Jan Melissen, Shaun Riordan, and Paul Sharp. 2012. “Futures for Diplomacy: Integrative Diplomacy in the 21st Century,” Clingendael Report 1: 1-79.

Hocking, Brian, Jan Melissen, Shaun Riordan, and Paul Sharp. 2013. “Whither Foreign Ministries in a Post-Western World?” Clingendael Policy Brief 20: 1-7.

Christensen, Tom, and Per Lægreid. 2007. “The Whole-of-Government Approach to Public Sector Reform,” Public Administration Review 67 (6): 1059–1066, doi.org/10.1111/j.1540-6210.2007.00797.

Hocking, Brian, and Jan Melissen. 2015. “Diplomacy in the Digital Age,” Clingendael Report: 1-58.

Hocking, Brian. 2016. “Diplomacy and Foreign Policy.” In The SAGE Handbook of Diplomacy, edited by Costas M. Constantinou, Pauline Kerr, and Paul Sharp, 67-78. London: SAGE.

Birka, Ieva, and Didzis Kļaviņš. 2019. “Diaspora Diplomacy: Nordic and Baltic Perspective,” Diaspora Studies, Epub ahead of print, doi.org/ 10.1080/09739572.2019.1693861.

Note: This work was supported by the European Regional Development Fund project “Post-doctoral Research Aid,” project title “Comparative research on foreign ministries in Baltic States and Nordic Countries (2012–2015),” research application Nr. 1.1.1.2/VIAA/1/16/082 and research agreement Nr. 1.1.1.2/16/I/001.

 

 

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Support Programs and COVID-19

April 6, 2020

The Sylff Association Secretariat is deeply concerned about the alarming spread of COVID-19, declared a pandemic by the World Health Organization. We are also concerned about fellows who are engaged in or have been selected for funding to undertake activities under a Sylff Support Program, as well as those planning to apply in fiscal 2020 (April 1, 2020 to March 31, 2021). We intend to minimize the potential impact of the coronavirus to Support Program participants and candidates by adopting a flexible approach, as outlined below.

Current Participants of a Support Program

If the current situation prevents you from completing your activities as proposed under any Support Program, either partially or entirely, please contact sylff[at]tkfd.or.jp (replace [at] with @) to share details and discuss ways to deal with the situation.

If You Are Thinking of Applying

  1. Sylff Research Abroad (SRA)

We plan to conduct two selections rounds in fiscal 2020, but we are postponing our announcement due to uncertainty caused by the coronavirus outbreak. Please check our website and our Sylff News updates for announcements on when we will begin accepting SRA applications.

  1. Sylff Leadership Initiatives (SLI)

If you submit an SLI application after April 1, 2020, and are selected for a grant but cannot complete your project, either partially or entirely, please consult with the Sylff Association Secretariat. Projects may be postponed for up to one year from the original implementation date. If this deadline cannot be met, we will ask the SLI fellow to terminate the project for the time being and settle the project budget. If an opportunity to carry out the original plan appears at a later date, we will, as an exception, accept a reapplication and consider funding the project under a new plan.

  1. Sylff Project Grant (SPG)

Screening of SPG applications after April 1, 2020, may be delayed due to factors that could make implementation of the SPG proposal impossible. If the review is cancelled, applicants will be asked to submit a new application with a reorganized plan and schedule when the COVID-19 situation stabilizes.

  1. Local Association Networking Support (LANS)

A LANS application submitted after April 1, 2020, will be duly reviewed and accepted if it meets LANS requirements. However, LANS organizers may need to reschedule or cancel their plans during fiscal 2020. We will accommodate postponements of events up to March 31, 2022 (end of fiscal 2021). LANS organizers may retain the budget disbursed by the Secretariat up to this date, but we may need to reexamine the amount awarded to account for any changes in the number and locations of participants.

We want to help fellows make the most of the Support Programs even at this difficult time. Please note, though, that there may be delays in reviewing your applications, including for Support Programs not cited above. We ask for your understanding and hope you’ll keep posted of updates.

Contact sylff[at]tkfd.or.jp (replace [at] by @) if you have any questions or concerns.

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Empirical Research on Financial Crowdfunding at a Leading Research Organization for Alternative Finance

March 31, 2020
By 26667

Wanxiang Cai, who received a Sylff fellowship at Chongqing University in 2016 is currently enrolled in a PhD course at the School of Economics, Utrecht University, Netherlands. His research area is entrepreneurship. Using an SRA award, he visited the Cambridge Centre for Alternative Finance, a leading research center in the field of fintech.

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In recent years, crowdfunding has emerged as a source of online entrepreneurial finance. Although crowdfunding has attracted the attention of both researchers and policymakers, as an emerging form of entrepreneurial finance, we still have very limited information about its global pattern. My PhD research is about the governance of financial crowdfunding, and I suggest it is important to analyze the relationship among social capital, legal institutions, and financial crowdfunding at the macro (national), meso (platform), and micro (campaign) levels. It is essential for me to collect data about financial crowdfunding at the platform and national levels to finish my thesis.

Kings College of the University of Cambridge.

The Cambridge Centre for Alternative Finance (CCAF) is a leading research center in the field of fintech. It publishes several international industry reports every year. The center collects data from more than 1,000 fintech companies around the world and provides information about the development of the alternative finance market in different countries. These reports are the most comprehensive publications in this field and have been extensively cited in academic papers. Furthermore, the CCAF has established favorable relationships with policymakers around the world, including the Financial Conduct Authority (FCA) in Britain, the Inter-American Development Bank (IDB), and the World Bank. Thus, visiting the CCAF can not only help me collect essential data for my research, but also offer me a chance to have a deeper understanding of the industry and get more great insights from policymakers.

The author, left, with several members of the benchmarking report project.

After communicating with Tania Ziegler, the lead in Global Benchmarking at the CCAF, we reached the agreement that I would visit the CCAF and help them write the global benchmarking report, and in return, they would provide me with their survey data for my research. Furthermore, they would also give me a chance to discuss my research with several senior researchers at the University of Cambridge, including Professor Raghavendra Rau, who has a very high reputation in finance. Thanks to Sylff Research Aboard, I had the chance to visit the University of Cambridge and had a great time at the CCAF.

The Mathematical Bridge at the University of Cambridge.

I started my visits on September 1, 2019. I was shocked by the beauty of the city and the sacredness of the university. It was always sunny during my first two weeks in Cambridge, which is unusual in Britain, as it rains all the time. Several colleges are scattered along the banks of the River Cam, including Trinity College, where Issac Newton studied hundreds of years ago. An enormous number of visitors walked along the river, while the students in Cambridge shared with them the glories of the university, such as its history, famous alumni, and recent academic outcomes. These students looked very confident and felt so proud of their university, making me eager to start my research at Cambridge.

I began my research immediately. The first thing that I had to do was to collect data from a vast number of alternative finance platforms. The annual alternative finance report is based on these survey data. Thus, I contacted the founders of the platforms to see whether they were willing to get involved in our research. We collected data from more than 1,600 platforms around the world. Then we summarized how the market volume had changed over the last few years in major countries, as well as platform owners’ opinions about potential risks and regulatory changes. Based on this data, we also provided some preliminary analyses of what affects the growth of the alternative finance market. For example, we found a significant relationship between proper legal protections and the development of the alternative finance market. The information obtained in this way helps me to gain a deeper understanding of the global alternative finance market and is beneficial to my future research.

Meanwhile, I enrolled in an online course called Fintech and Regulatory Innovation. Through this course, I have gained new knowledge about fintech, especially from a regulatory perspective. More importantly, other students in this course are policymakers from around the world. During their discussions, I learned enormously from them. All the students come from central banks or other financial institutions, and they have great insights about the governance of fintech. They not only showed their expertise and experiences in the fintech topics but also raised questions about the future development of the market and potential research on these topics.

In addition to the above, we have discussed my research with several researchers. I have discussed one of my current papers with Wanxin Wang, a PhD candidate at Imperial College London. She also studies the topic of crowdfunding, and in fact, my paper is built on her recent paper published in a top journal. Her paper shares many similarities with mine, and she provided me with several suggestions for my research. I have also talked extensively with Dr. Rui Hao. She is very interested in my research, and she also helped me get a chance to interview policymakers worldwide. We decided to work together on a research project about how the regulations on equity crowdfunding will change. Unlike traditional entrepreneurial finance (e.g., venture capital and business angels), crowdfunding mainly consists of small investors who have limited knowledge about finance and investments, making it difficult to make proper regulations on financial crowdfunding. On one hand, overly strict legal protections on investors may harm small firms and entrepreneurial initiatives. On the other hand, legal protections can resolve extensive information asymmetry between investors and entrepreneurs. Thus, we have decided to conduct interviews on dozens of policymakers around the world. Using qualitative research methods, we would like to study how the regulations on financial crowdfunding will develop in the future.

Lastly, I conducted a study about how equity crowdfunding affects traditional entrepreneur finance. As an emerging form of entrepreneurial finance, we know less about the influence of equity crowdfunding compared to traditional entrepreneurial finance. First, equity crowdfunding may substitute traditional forms of entrepreneurial finance, such as venture capital, business angels, and private equity. Alternative, it may compensate traditional entrepreneurial finance, as it mainly supports small companies. This study contributes to my PhD research, as it explores under which legal conditions equity crowdfunding can contribute to the development of traditional entrepreneurial finance. Using the data from the CCAF and other databases, I have done some preliminary analyses. I have also discussed the idea and methods with Professor Raghavendra Rau. He gave me several comments, and I am improving this paper based his useful input.

In a nutshell, I have benefited extensively from this visiting. I have made friends, shared my research, got feedback, and gained a deeper understanding of my research. I appreciate that the Sylff Association has provided me with the scholarship to support my research at the CCAF. I am confident that other scholarship winners will also benefit from the Sylff.

Christmas dinner at the CCAF.

 

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The Greenhouse Enterprise

March 31, 2020
By 19669

Sylff fellow Sennane Gatakaa Riungu implemented a project to empower a local community in Kenya with funding from Sylff Leadership Initiatives (SLI). The project seeks to provide capacity building and agribusiness training for community members in Maara constituency, Kenya Riungu’s home community—to equip them with the tools and information needed to develop agricultural business enterprises. Aside from her professional work, Riungu has been engaged in empowering her home community with others for over 10 years by utilizing her vast networks outside the community. The result of the project found both great outcomes and challenges to be addressed to fulfill a long-term goal.

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In the words of Simon Winter, Senior Vice President of a non-profit organization for development: “If we’re serious about ending poverty and feeding a growing planet, it’s imperative that we focus on the 2 billion people who live and work on small farms in the developing world. Often, the best way to support these smallholders has less to do with things they can do to improve their farms and more to do with the systems in which they operate.

“What happens at the farm level is important, and farmers need access to knowledge that enhance productivity inputs and tools. But to create sustainable growth in agricultural industries, that can provide opportunities for increasing economic benefits for farmers now and in the future, we need to take a broader approach to development that targets the entire market system.” ( “Beyond the farm: Promoting agribusiness as a way out of poverty,” The Guardian, February 1, 2013) https://www.theguardian.com/global-development-professionals-network/2013/feb/01/agribusiness-mozambique-cashew-farming

The Roots

Hailing from a community whose largest population depends on peasant farming for their livelihoods, I had a question that lingered in my mind continually: how can what is described by Winter and myriad other like-minded scholars become a reality? Maara is a constituency located in Tharaka Nithi County in the Eastern side of Kenya. Maara as a constituency has a population of approximately 78,000 per the 2009 census. Whereas the upper part of the constituency enjoys favorable climatic conditions, being on the windward side of Mount Kenya, the larger population engages in small-scale subsistence farming that yields only enough produce for household consumption. The majority of the constituents are unfamiliar with the agribusiness concept, which could make a big difference in their household income and improve their socioeconomic status if well applied.

Map of Maara constituency. It is one of the three constituencies in Tharaka-Nithi County

A view of Maara Constituency, Kenya.

 

Given the community’s physical location, the agrarian nature of its economy, and the educational levels of most of its population, I researched slowly and grew convinced that creating an agricultural business model that incorporates most members of the community will go a long way in assisting the community members in this area to overcome some of the major economic challenges that they currently bear—mainly poverty—and bring a new dawn of sustainable economic empowerment for them.

Prospects and Action

Together with some of the colleagues with whom I had seen the birthing of the Makuri Development Forum (MDF), a community based welfare organization based in Maara Constituency in 2013–2014 and a brainchild of a conference funded by Sylff Leadership Initiatives), we formulated the concept of providing a practical avenue through which some of the community members would gain knowledge and learn practical skills in agribusiness. The goal of the project is to provide a practical avenue for an agricultural enterprise model where community members can train and build capacity on agribusiness-related concepts with the long-term objective of establishing a sustainable agricultural enterprise hub for the younger generation in Maara constituency. Overall, the project aims at economically empowering the constituents in Maara constituency through agribusiness.

With the above focus in mind, we formulated a double-edged approach: On the one hand, members of the development forum who are connected with other community development organizations would attend an educational workshop that can provide them with relevant information on agribusiness as an economic enterprise. On the other hand, it was expected that a self-sustaining model of greenhouse farming as an example of a functional agribusiness enterprise would be set up within proximity of the community for all interested members to access and have a hands-on experience in this regard.

It has often been stated that most developing countries have a weak culture of entrepreneurship. To assist us in demystifying this myth, I contacted the proprietors at the East Africa Seed Company (EASEED), which has been successfully running agribusiness-related enterprises in Kenya for over 40 years. Fortunately the company’s director, Mr. Jitendra Shah, and co-director, Ms. Nima Shah, were willing to take on the risk of spreading their wings further to encompass the training element of local potential entrepreneurs in my community. Through the director and as part of their corporate social responsibility, EASEED has a goal of training at least 10,000 youths across the country on agribusiness-related enterprises. The Makuri Development Forum members were able to benefit greatly from this venture through a one-day training held on July 13, 2019. The agronomists from EASEED engaged gainfully with at least 60 members of the community-based forum. The company has further pledged to continue providing seeds and related farm inputs at subsidized costs to interested participating members and groups in the community. 

The training session held in July 2019.

A greenhouse set up in the project for practical training.

 

Following the successful training session, the gained skills were expected to be put to practical use. The community development forum engaged PHFAMS Africa, a professional horticultural farms advisory and management services organization, to conduct the construction of the greenhouse. The greenhouse was set up within weeks of the training session, and the first seedlings of tomatoes and capsicum were transplanted within 21 days after that. The first crop is in season, as can be seen from the photographs presented below, and has delivered in bounty as expected.

 

The crop in season, week 2.

The crop in session, week 4.

Tomatoes as of October 2019.

Tomatoes in early November.

Tomatoes on the day of harvest.

The Output

The impact of this work is already apparent in the community, with some of the community-based organizations already gearing up to set up more greenhouses in the locality. The desired outcome is that more greenhouses will bring increased economic activities in the constituency, which will lead to revitalization of the local business sector and the broader community.

The first harvest was made on a Sunday in the presence of a visiting SLI Program Coordinator, Ms. Aya Oyamada. It was expected that the harvest from the initial crop would be sold at very reasonable costs to the members of the community. Given the intricacies of storage of a bumper first harvest, however, this was transported to the capital city of Nairobi to a wholesale buyer who purchased the entire lot in one go. This included more than 200 kg of capsicum and over 100 kg of tomatoes. Subsequent harvests have been sold to the community grocers at reasonable prices.

The demand for the produce is very high, leading to quick plans of setting up a second greenhouse in the coming months by other group members. Other nonmember constituents have also shown great interest in this model of farming. At this juncture, the initial income will go toward the maintenance of the greenhouse for subsequent crops and continued demonstrations as a continuous effort to provide any additional information or required support to the members and other interested constituents. A second training session is scheduled for March–April 2020.

With the momentum gained, it can be projected not only that the presence of agriculture-based enterprises will rise in the community but also that there will be an increase in other income-generating activities, such as the setting up of agrovets and like enterprises that will in future cater to the foreseen demand of agricultural inputs and implements in the area. This in turn will translate to better incomes for the community members and significantly improved livelihoods in every other aspect.

The author with a basket filled with capsicum.

The Challenges

As expected with these kinds of projects, some challenges have also ensued. One of the major challenges that we faced in the initial construction of the greenhouse was the negative mindset held by the community members toward crops grown in a closed setup like a greenhouse. As mentioned before, the majority of constituents have been practicing small-scale farming for subsistence use for decades. This means that they have also used traditional methods of farming, in which the yields were low and a majority of the yield was affected by disease and pests. With the greenhouse setup, the output seemed too perfect for the community members. A crop that had not been attacked by pests was perceived as almost “unsafe” for human consumption. This is a myth that we are continuing to debunk through training sessions and smart farming method demonstrations.

The other challenge that we are thinking through is the development of a constant supply of produce for the market that we have now established. Our first harvest was sold in the capital city of Nairobi, which is about three hours away from the constituency. The first wholesale buyer has been asking for more produce, as he was impressed with the first produce that he bought. On the other hand, the local market has now awaken to the availability of a good produce in the neighborhood, and most of the grocery stores are also demanding more. At the moment, we provide at least a harvest every week for the local market. This means that we have been unable to supply on wholesale to our initial client in Nairobi.

With the interest generated from the produce, we are mobilizing resources to set up more greenhouses in the community with the other members from the initial founding groups of the development forum. The constant demand is a good sign that the agribusiness concept will actually pick up and become a sustainable venture for the constituents. Our five-year plan is to be able to establish not only a sustainable client base but also sustainable production of different varieties of horticultural produce for the market. Our current challenge is therefore a positive one: grappling with the high demand for the produce. We believe that with the sustained effort, we will be able to address the foregoing challenges to establish a business model that will elevate the status of the quiet community that lies in Maara constituency.

Youth in the community working in the greenhouse.

In summary, we can safely conclude that “We just need to think and act [in and] beyond the farm.”

 

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University of Nairobi LANS Meeting 2019

March 18, 2020
By 19672

University of Nairobi Sylff fellows organized a LANS meeting on November 29 and 30, 2019—their second meeting following a LANS gathering the previous year. Academic presentations were made by fellows on the first day, and participants visited Bethsaida Community Foundation to spend time with needy children on the second day. This report outlines the activities over the two days.

*     *     *

The 2019 LANS meeting of the University of Nairobi (UoN) Sylff Chapter on November 29 and 30 was held in line with the recommendations of the 2018 LANS meeting, which advocated a two-day gathering of academic presentations and a social engagement activity. Therefore, the first day featured academic presentations, while the second day entailed a visit to the Bethsaida Community Foundation. The meeting was organized by five fellows: Jacinta Mwende, Socrates Majune, Alexina Marucha, Steve Muthusi, and Awuor Ponge.

Twenty-three participants attended the meeting on the first day: 21 fellows, Aya Oyamada of the Sylff Association Secretariat, and Professor Lawrence Ikamari of the Graduate School. Fellowship years ranged from 2003–05 to 2017–19. Two fellows attended from abroad—Tanzania and Germany—while the rest were from Kenya but spread across many different cities and towns: Nairobi, Kisumu, Homa-Bay, and Mombasa. The meeting was held at the University of Nairobi Towers from 12:30 pm to 6:00 pm.

On the second day, 15 participants—Oyamada and 14 fellows—visited Bethsaida Community Foundation. The event started at 11:00 am and ended at 3:00 pm.

Group photo of LANS participants on November 29, 2019.

LANS participants outside the Bethsaida Community Foundation on November 30, 2019.

 

Presentations

Professor Lawrence Ikamari making his opening remarks on the first day.

The meeting was officially opened by Professor Lawrence Ikamari, Deputy Director of the UoN Graduate School. He expressed his gratitude to the Sylff Association for its generosity in sponsoring the LANS event. Aya Oyamada followed with a presentation on various Sylff Association support programs. Key among them was the new Sylff Disaster Relief Fund aimed at bringing together the resources of the Sylff community to support fellows who are engaged in immediate relief and recovery efforts following large-scale natural disasters in the vicinity of Sylff institutions. It was launched after the Mexico City earthquake of September 2017. More information about the program can be found at this link https://www.sylff.org/support_programs/sylff-disaster-relief-fund/.

Then there were eight presentations by fellows, with current fellows presenting first (master’s students), followed by current PhD fellows, and lastly fellows who have moved on to an academic or professional career. This arrangement ensured that fellows learned from one another, especially with up-and-coming scholars getting a chance to learn from their seniors.

Brenda Oloo responding to a question.

The first presenter was Brenda Oloo, who holds a bachelor of arts, first class honours (FCH), from UoN with majors in sociology and political science and public administration. She graduated on December 20, 2019, with a master of arts in sociology, receiving a Sylff fellowship between 2017 and 2019. Her presentation, based on her master’s thesis, examined several issues of male infertility in Machakos County, Kenya, and offered policy recommendations for the Ministry of Health in Kenya.

Jacob Omolo.

Jacob Omolo, the second presenter, dropped out of high school due to poverty but enrolled in UoN in 2012 and graduated in 2016. With Sylff’s support, he began studying for a master of education in educational planning in September 2017. He presented a proposal on the influence of adherence to the Commission for University Education (CUE) guidelines on provision of quality education. Omolo seeks to assess the CUE guidelines on physical facilities, assessment of academic programs, the employment of teaching staff, and library resources. He currently teaches at Ahono Tumaini School in Siaya County, Kenya.

Miriam Viluti.

Miriam Viluti holds a bachelor of education arts in business studies and geography and a master of education in education economics, both from UoN, and received a Sylff fellowship in 2017–19. Her presentation was on the influence of socioeconomic factors on pupils’ transition rate to secondary schools in Kibra sub-county, Nairobi. In order to enhance transition rates, Viluti recommended standardizing the hidden costs of education at the basic level; initiating, monitoring, and evaluating empowerment policies to improve living standards; and encouraging collaborative multidisciplinary research. She is currently an employee of the UoN Graduate School and is working toward starting her PhD studies.

Sennane Riungu.

Sennane Riungu was a fellow between 2006 and 2008 and is currently a PhD student in international studies at the Institute of Diplomacy and International Studies, UoN. She was awarded an SLI in 2013 and 2019, and her presentation was based on the 2019 SLI award on the “Greenhouse Enterprise.” This agribusiness project is based in Maara constituency, Tharaka-Nithi County, and encourages efficient and economically beneficial agricultural practices. Through this project, Riungu hopes to empower society, especially members of the Makuri Development Forum, by equipping them with agricultural business enterprises skills. More information is available at: https://www.sylff.org/news_voices/26460/. Riungu is currently a visa processing officer for the Australian High Commission in Nairobi.

Henry Bosco.

Henry Bosco is a journalist by profession who currently works at Maseno University and Laikipia University as a lecturer in the Media and Communications Department. He is also pursuing a PhD in communication and information studies at UoN and holds a master of arts in communication studies and bachelor of arts in journalism and media studies (FCH), both from UoN. His fellowship period was between 2012 and 2014. Bosco’s presentation assessed the binary impact of media coverage on terrorism and recommended that the media play a bigger role in countering terrorism by framing the actions in a less fear-provoking manner.

Jackie Okelo.

Jackie Okelo is a lecturer in the Department of Linguistics at Maseno University and is currently pursuing a PhD in linguistics at the university, having obtained a bachelor of education (arts) and master of arts in linguistics from UoN. She was a fellow between 2006 and 2008. Her presentation was on the “bedroom metaphor,” as presented in the political discourse surrounding the November 2019 Kibra by-elections in Kenya.

Jeremy Muthoka (next to the board) and Dominic Amoro engage in a psychological game during Muthusi’s presentation.

Steve Muthusi, the seventh presenter, is currently a DAAD scholar at the Institut für Psychologie, Humboldt-Universität zu Berlin, pursuing a PhD in cognitive and biopsychology. Prior to this, he graduated with a degree in social sciences with majors in psychology and sociology (FCH) and a master of psychology (sponsored by Sylff), both from UoN. He is a personal and professional development author, speaker, and trainer. He is the author of a book titled Stir Up Your Potential, and his presentation was on how stress affects the behavior of individuals (executive functions).

Socrates Majune introducing the project.

The last presentation was by Socrates Majune, who is the current chairperson of the Sylff UoN Chapter. He is an economist and is currently pursuing a PhD in economics from UoN. His holds a bachelor of economics and statistics (FCH) and a master of art in economics, both from UoN. He was a fellow between 2013 and 2015. His presentation was on his collaborative research with Eliud Moyi, a 1993–95 fellow. Moyi is an economist and currently works at the Kenya Institute for Public Policy Research and Analysis (KIPPRA) as a policy analyst. Since Moyi was absent, Majune presented their paper explaining export duration in Kenya that was recently published online in the South African Journal of Economics (https://onlinelibrary.wiley.com/doi/full/10.1111/saje.12243). The research assessed reasons exporters from Kenya exit foreign markets faster than expected, and the authors recommend trade policies that can be adopted by stakeholders, such as the government of Kenya, to enhance the sustainability of Kenyan exports in foreign markets.

 

Visit to Bethsaida Community Foundation

Aya Oyamada introducing herself in Swahili during the introduction session.

On November 30, Aya Oyamada and 14 fellows visited the Bethsaida Community Foundation, a community-based, nongovernmental, nonprofit organization that hosts orphans and vulnerable children (OVC), such as street children. The foundation was launched in 2009, and it currently has two branches in Kenya: one in Githurai and the other in Yatta. The foundation cares for OVCs by giving them parental love, spiritual care, and rehabilitation, as well as formal education to promote their personal and professional growth.

Mr. Kamau, founder of the Bethsaida Foundation, introduces himself.

The main events of the day involved donating food, clothing, stationary, and eating lunch with the kids. Fellows raised Kshs. 34,600 (US$346), which was used to buy stationary, snacks, and food for lunch. The event also involved giving motivational talks and Christian teaching.

Fellows visited the Githurai branch.

Jacinta Mwende (left) and Jackie Okelo (right) serve children sodas and biscuits.

Jackie Ogeto serves children lunch.

Fellows and children enjoy their meal during lunchtime.

Fellows and children enjoy their meal during lunchtime.

Steve Muthusi (left), Awuor Ponge (center), and Alexina Marucha prior to their departure from the Bethsaida Foundation.

 

Follow-up Visit to Bethsaida Foundation

Eliud Moyi and Socrates Majune made a follow-up visit to the Bethsaida Community Foundation on December 8, 2019, primarily to make arrangements to sponsor a child with excellent academic potential that the foundation would recommend. The initial activities of this visit involved presentations by the children. Thereafter, Moyi made his presentation before meeting Mr. Kamau, founder of the Bethsaida Foundation, with Majune. Their meeting lasted for one hour. Moyi offered to sponsor one student through high school by paying school fees and providing other necessities. As of the writing of this report, Moyi had already sponsored the student for their first year of high school. Fellows also sponsored another student who joined a day-school in their first year of high school.

“Mr. Sasakawa, from Japan, for the love of humanity sponsored me through my master’s studies without knowing me directly. It is for this reason that I give back to strangers.”

——Eliud Moyi

Eliud Moyi making his presentation about the need to obey parents as per the Bible.

 

Conclusion and Acknowledgments

The 2019 LANS event sought to benefit fellows in two ways: enhancing their presentation skills and giving back to society. This was successfully done over the two days. In addition, the decision to sponsor a needy child by Eliud Moyi affirms that fellows are putting into practice the mission of the Sylff Association, that is, contributing to and sharing the happiness of others.

The organizers of the LANS 2019 meeting offer their immense thanks to the Sylff Association for its financial support in enabling long-distance fellows to participate. Gratitude also goes to the Graduate School of the University of Nairobi for providing a venue at the university and for endorsing our application. Lastly, the organizers appreciate the sacrifice made by all fellows who attended the meeting.

 

List of Participants

 

Day one (November 29)

 

Day two (November-30)

 

No.

Name

Fellowship year

Name

Fellowship year

1

Sennane Riungu

2006–2008

Desterio Murabula

2016–2018

2

Desterio Murabula

2016–2018

Sharon Mumbi Kinyanjui

2015–2017

3

Henry Kibira

2012–2014

Jackie Okello

2006–2008

4

Brenda Oloo

2017–2019

Stephen Okelo

2007–2009

5

Miriam Viluti

2017–2019

Dominic Amoro

2012–2014

6

Maxwell Muthini

2017–2019

Ouma Omito

2006–2008

7

Sharon Mumbi Kinyanjui

2015–2017

Jacob Omolo

2017–2019

8

Jackie Okello

2006–2008

Jackie Ogeto

2006–2008

9

Agnes Mutisya

2007–2009

Maxwell Muthini

2017–2019

10

Stephen Okelo

2007–2009

Jacinta Maweu Mwende

2004–2006

11

Caroline Wanjiru

2013–2015

Stephen Katembu Muthusi

2014–2016

12

Dominic Amoro

2012–2014

Marucha Alexina Nyaboke

2014–2016

13

Maryam Abubakar Swaleh

2009–2011

Cannon  Awuor Ponge

2007–2009

14

Ouma Omito

2006–2008

Socrates Kraido Majune

2013–2015

15

Jacob Omolo

2017–2019

Aya Oyamada

Non-fellow

16

Jeremy Muthoka

2003–2005

 

 

17

Jacinta Maweu Mwende

2004–2006

 

 

18

Stephen Katembu Muthusi

2014–2016

 

 

19

Alexina Nyaboke Marucha

2014–2016

 

 

20

Cannon Awuor Ponge

2007–2009

 

 

21

Socrates Kraido Majune

2013–2015

 

 

22

Aya Oyamada

Non-fellow

 

 

23

Prof. Lawrence Ikamari

Non-fellow

 

 

Link to photos: https://drive.google.com/drive/folders/1KdbvAJLw6zyG0g8wOYkH11ByK6HBKCJg

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SRA Awardees for Fiscal 2019, Second Round

February 20, 2020

https://www.sylff.org/support_programs/sra/

The Sylff Association secretariat is pleased to announce the 18 recipients of SRA awards in the second selection round for fiscal 2019. In this round, we again received outstanding applications for research in various specialized fields from fellows all over the world.

We reviewed all applications carefully from the perspectives of eligibility, the feasibility of the proposals, and the relevance of the proposed research to the applicants’ academic pursuits. The awardees in this round were at different stages of their research, some taking advantage of SRA to collect fundamental data for their doctoral dissertation, with others using the opportunity to verify their findings and receive further advice from overseas experts.

We received a record number of quality applications this year, and this has resulted in a record number of awardees. The secretariat is delighted to learn that more Sylff fellows are taking advantage of this support program, and we are also grateful to Sylff steering committee members at each Sylff institution for their cooperation in encouraging fellows to apply.

Congratulations to all the awardees! We send them our best wishes and hope their research abroad will be fruitful in further advancing their doctoral research. The 18 awardees are as follows:

* Listed in alphabetical order.

Name Sylff Institution   From (Country) To
(SRA Host Institution, Country)
Tesfaye Desalegne Abebe Howard University USA International Growth Center-Ethiopia (Ethiopia)
Gautam Anand Oregon State University USA Center for Helath Policy, Asian Development Research Institute (India)
Sergio Barbosa  University of Coimbra Portugal DATACTIVE, Department of Media Studies, University of Amsterdam (Netherland)
Ergina Bonori National and Kapodistrian University of Athens Greece École Pratique des Hautes Études (France)
Fernando Caixeta Lisboa University of Coimbra Portugal University of California - Davis (USA)
Andrejs Gusacenko University of Latvia Latvia The Hoover Institution Library & Archives, and Bakhmeteff Archive of Russian and East European History and Culture (USA)
Johana Kłusek Charles University Czech Republic  British Library (UK)
Tembile Kulati University of the Western Cape South Africa Centre for Higher Education, Technical University of Dortmund (Germany)
Herve Roland Memiaghe University of Oregon USA Agence National des Parcs Nationaux (Gabon)
Duale Mohamed York University Canada Windle International Kenya (Kenya)
Enrico Nano Graduate Institute of International and Development Studies Switzerland Department of Social and Economic Sciences, University La Sapienza, Rome (Italy)
Christian Perez UNSW Business School Australia Heinz College, Carnegie Mellon University (USA)
Abhijit Sadhukhan Jadavpur University India Faculty of Oriental Studies, University of Oxford and Department of Music, SOAS, University of London (UK)
Sara Swetzoff Howard University USA Addis Ababa University, Center for African and Oriental Studies: CfAOS (Ethiopia)
Michael Thier University of Oregon USA Data collection (Sweden)
Daniel Thomas Columbia University USA Interview and fieldwork (Ukraine)
Jinjin Wu Columbia University USA Beijing library, National Libraries, and other university libraries and Academic resource centers in Beijing, Jinan, Tianjin, Shanghai, Nanjing, Wuhan, Guangzhou (China)
Sally Chengji Xing Columbia University USA The Institute of Modern History of Academia Sinica in Taipei and other institutions (Mainland China and Taiwan)

 

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Forced Migration in Transition: Perspectives from Social Science and Law

February 6, 2020

In November 2019, we, members of the Sylff Mikrokolleg on Forced Migration at Ruhr University Bochum (RUB), hosted the conference “Forced Migration in Transition: Perspectives from Social Science and Law” at our home university in Bochum, Germany. The conference brought together researchers and practitioners from different disciplines to tackle pressing issues revolving around forced migration.

*     *     *

The Sylff Mikrokolleg on Forced Migration

Our three-member organizing committee consisted of Benedikt Behlert, Corinna Land, and Robin Ramsahye. Benedikt and Robin are PhD students in international law at RUB’s Institute for International Law of Peace and Armed Conflict (IFHV). Corinna is a PhD student at the Social Science Faculty. All of us are current or former fellows of the Sylff Mikrokolleg on Forced Migration at RUB. The Mikrokolleg was established in 2017 as an interdisciplinary group of four PhD students contributing to the field of forced migration studies from different angles through their individual PhD projects and through common projects like our conference. By now, it has assembled a network of eighteen members around itself, consisting of seven professors, three current Sylff fellows, and eight associates, two of whom are former fellows. Following the aim of Sylff to “nurture leaders who will initiate action to transcend differences and address issues confronting contemporary society,” the theme for this micro assembly of young researchers at the doctoral level was quickly found: forced migration, one of the greatest challenges facing the international community today.

An Interdisciplinary Conference Bringing Together Academia and Practice

Given the contemporary dynamics of human mobility, scholarly debates on “forced migration” gained new momentum over the last year. Controversial discussions often revealed a set of highly important challenges concerning theoretical, conceptual, and methodological approaches. They also confirmed that it was impossible to truly understand this multidimensional issue without intense cooperation between various disciplines.

Against this backdrop, our conference provided a highly necessary platform to discuss recent research findings and theoretical approaches. The fruitful academic exchange was enriched by perspectives of experts from the human rights and development practice who assured the real-world relevance of the debate.

Experts from humanities and law as well as representatives from civil society met in four consecutive workshops and raised yet unanswered questions at the heart of the matter: What is forced migration after all? How do we define it? How useful is distinguishing between legal and other categories? What is the role of affected individuals in forced migration studies? How can we mitigate the pressure to migrate? And what are our possibilities and responsibilities as academics and citizens to defend public discourse from ever more xenophobic and exclusionary voices?


Transitions of Concepts, Perspectives, Law and Space

Panel 1 chaired by Corinna Land, far right, examined the concept of forced migration in the present context.

Panel 1, titled “Transition of Concepts” and chaired by Corinna Land, reflected our interdisciplinary discussions as Kolleg fellows as to what our common project should focus on. It showed that the definitional clarity that a lawyer is trained to seek cannot be conjured out of thin air when it concerns such a contentious and complex term as forced migration. The contributions of all four panelists highlighted that forced migration is conceptualized today as an integral part of global social inequalities that continuously produce forced mobility. Focusing on the African continent, Serge Palasie, a practitioner with the nongovernmental organization Eine Welt Netz, presented a macrohistorical overview of reasons for such inequalities, drawing a link from European colonialist exploitation to contemporary hegemonic practices of states underpinning the global economic order. Christopher Boyd, a doctoral candidate at the University of Glasgow’s School of Law, built on this approach with a critique of the international legal system. As “part of the problem,” international law cements hegemonic political projects as law and is thus inherently limited in providing solutions. Dr. Isabella Risini, an international law researcher at Ruhr University Bochum, equally emphasized the complexity of forced migration in a globalized world in which political, economic, and social questions are tightly interwoven and argued for a moderate role of international lawyers. Dennis Dijkzeul, professor of organization and conflict research at the IFHV, reminded the audience of the importance of gaining a wider understanding of forced migration processes through the actors involved, including states and, increasingly, networks of international organizations and NGOs.

Benedikt Behlert, right, moderates Panel 2, which provided insights for protecting individual migrants’ human rights.

Panel 2, called “Transition of Perspectives” and chaired by Benedikt Behlert, moved the focus from the broader notion of forced migration to individual forced migrants. It explored the rise of actor-oriented theories in law and social sciences transcending the longstanding image of migrants and refugees as passive beneficiaries of humanitarian assistance. The panel acted as a forum to discuss what agency these groups have in defending their interests. Legal scholars Dr. Itamar Mann from the University of Haifa and Dr. Ekaterina Yahyaoui from the University of Ireland, Galway, presented their approaches. Taking writer Behrouz Boochani’s account of life in an Australian refugee detention center on Manus Island in the Pacific as a starting point, Dr. Mann illustrated cases of judicial activism in favor of refugees’ human rights. Having himself brought a claim regarding detention practices against Australian authorities before the International Criminal Court, he provided insights on ways in which international law may be used to further migrants’ rights. Dr. Yahyaoui explored theoretical approaches to circumscribing actors in need of international support, based on the “turn to vulnerability” in refugee and forced migration studies. Criticizing this approach for its lack of nuance, she argued for increased consideration of substantive equality as part of the established human rights framework, coupled with the theory of intersectionality, which allows for engagement with individual experiences instead of schematic categorizations.

Panel 3 chaired by Robin Ramsahye, far right, discussed relations between disputes of land rights and forced migrations.


Panel 3, themed on “Transition of Law” and chaired by Robin Ramsahye, zoomed in on the specific scenario of land allocation within populations and ensuing conflicts as an important driver of forced migration. International litigator Lucy Claridge of Amnesty International provided insights into the Endorois case before the African Commission on Human and Peoples’ Rights. As counsel, she represented members of the Endorois community, who had been displaced by the Kenyan government, in their quest for restoration of their historic land and compensation. Professor Jochen von Bernstorff from the University of Tübingen assessed current efforts to recognize the right to land in international law and examined the structural implications of land rights for the broader framework of international law. Dr. Kei Otsuki of Utrecht University explored the notion of infrastructural violence, pointing to problematic aspects of progressive legal frameworks in reaction to modernization and resettlement, which ultimately contributed to legitimizing and formalizing displacement. Mariana de Martos from the Max Planck Institute for Social Anthropology in Halle concluded the panel by analyzing the discrepancies between the law and its implementation through a case study of indigenous peoples’ land rights in the Brazilian Amazon rainforest.

Panel 4 chaired by Carolin Funke, far right, looked at the issue of migrants’ integration into their host communities.

Lastly, Panel 4, “Transition of Space” chaired by Carolin Funke, a post-doctoral researcher at the IFHV, opened the conference lens to the wider societal discourse. Both the findings of academic research and practical work on the issue of migration often seem to be drowned out by highly emotional and shrill debates, increasingly dominated by adherents of extreme positions. The panel contextualized these observations from the perspectives of academia, practice, and the media. Professor Ludger Pries of Ruhr University Bochum stressed that refugees and migrants are often either maligned or paternalized. He stressed that narrow views labeling them as intruders or target groups for transnational solidarity miss the mark, since migrants are actors in their own right, shaping their destinies. Building on this, journalist Isabel Schayani provided an account of her daily work covering the fates of migrants stranded on the European outposts that many of them first arrive at, as well as the lives of migrants who make it to Germany and endeavor to create a life for themselves. Complementing these perspectives, Claudia Jerzak from the University of Applied Sciences for Social Work, Education, and Care in Dresden presented examples of the process of integrating migrants into host communities through highly structured spaces, such as integration courses, and interchangeable, prestructured spaces, such as meeting cafés and self-organized spaces where refugees act as hosts and organizers.

Invaluable Experiences and Much Gratitude

The conference has afforded us a number of lasting experiences and benefits. Securing the funds for and organizing the conference sequence enabled us to familiarize ourselves with many tasks that are of crucial importance in the academic world. Having conceptualized several panels in form and content under an overarching theme, reached out to people and secured commitments of participation, organized international travel, and coped with several last-minute cancellations, we feel we have gained insights that can only be achieved through action. The interdisciplinary character of the conference, merging social scientific and legal approaches to forced migration, was initially challenging to conceive but turned out to be very beneficial. Throughout the phase of substantial preparation, we had to transcend our own disciplinary boundaries in delimiting the panels in a way that worked from the perspectives of both law and social sciences. We were glad to see that the conference participants did the same by engaging in fruitful discussions. Beyond the immediate exchange in the panel discussions, the conference enabled us to expand our professional networks and make valuable contacts through numerous occasions for informal discussions with our guests, many of whom we have arranged to stay in touch with for future cooperation.

We are indebted and very grateful to a number of people and organizations for the conference’s success. First, we would like to express our gratitude to the Sylff Association and the Tokyo Foundation for setting up the Sylff Mikrokolleg on Forced Migration and giving us the opportunity to research and express our ideas through their generous financial and administrative support. A special thank you to Sylff director Yoko Kaburagi is in order for attending our conference and encouraging follow-up exchange.

We also very much appreciate the help of RUB’s Research School, which sponsored the conference and continuously supported us with logistics and procedures, most importantly in the person of Dr. Sarah Gemicioglu.

We would also like to warmly thank all associate fellows and researchers involved with the Sylff Mikrokolleg on Forced Migration and who made valuable contributions to the development of the conference. We are glad to see that there is a lot of interest in our Kolleg and that many promising young researchers stand ready to take over and move it forward still.


Behlert's related article "The State and the Rights of Individuals: Pursuing Research at the Graduate Institute Geneva" can be read at
www.sylff.org/news_voices/27786/.

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Developing an Inclusive Distribution Model Using 3D-Printed Prosthetic Legs

January 30, 2020
By 24612

Keio University fellow Yutaka Tokushima—who became the first recipient of a Sylff Project Grant (SPG) in 2018 for an initiative to provide affordable 3D-printed prosthetic legs—recently completed the second year of his project. The grant enabled him to form a partnership with a university hospital in the Philippines to improve the functions of the prostheses by conducting usability trials with 49 patients. In 2019, he continued to produce and provide artificial limbs while also reaching out to local governments, donors, and the national insurance commission to help expand his project. The following is Tokushima’s account of some of the difficulties he encountered and the knowledge he gained over the past two years, which have engendered new aspirations and prospects. A video introducing his activities can be viewed here (YouTube channel) or by clicking the link below

 

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I am currently advancing an ultra-low-cost, 3D-printed prostheses project in the Philippines. The 3D-CAD software and 3D printer that we developed for prostheses can create a prosthetic leg from suitable materials (filaments) using data from a 3D scanner. At present, the price of producing one leg is 20,000 pesos (about US$400), roughly a tenth the average price of a conventional prosthesis and equivalent to the starting salary for a college graduate in the Philippines—making it affordable to the local people who in the past were not able to buy one.

In the past, prosthetic limb manufacturing required the patient to visit a production facility many times over several weeks, but 3D printing takes about 24 hours from scanning to production, so the patient only needs to visit the clinic twice; once for the diagnosis and again to pick up the leg.

What initially got me involved in this project was my experience working in Bohol, a small rural village in the Philippines, as a member of the Japan Overseas Cooperation Volunteers (JOCV) between 2012 and 2014.

Diabetes was prevalent among the poor there. Without the means to go to a hospital, they would not get regular medical checkups. Illnesses would get neglected, resulting in diabetic gangrene and forcing people to amputate their limbs or die from not being able to, as many actually did. Visiting the rural clinics where I was assigned as a volunteer, I discovered that about 1% of the residents had decaying legs. The major cause of this can be attributed to their eating habits. Poverty did not provide for more than a very small amount of salty fish or meat to go with a large amount of rice, resulting in an excessive intake of carbohydrates.

There are only three public facilities in the Philippines that manufacture prosthetics. During my research I asked people who had left their gangrene unattended why they did not get medical attention. I suggested that leaving the leg unattended might kill them, but most had no reply, their faces telling me that they had largely given up on life. Getting an amputation would only mean lying around at home because they could not afford prosthetics. They would just become one more mouth to feed, so they were better off dead. I was saddened and shocked when I first realized their plight.

From this experience, I decided to develop ultra-low-cost prostheses that could be made in emerging countries and purchased by anyone. I thought that this could save people all over the world who, like the diabetic gangrene patients I had met, had decaying legs but were not able to do anything about it.

Carefully measuring the dimensions of a patient’s leg.

Understanding the structure of a patient’s leg.

Scanning leg shape data.

I started by examining a wide range of possibilities regarding prosthetic limb production in emerging countries, including the use of construction waste, bamboo, and other readily available materials. I finally came to the conclusion that 3D-printer manufacturing was the best way to balance functionality and price to meet the demands of prosthetic leg production in developing countries. However, there were many problems in terms of quality and cost in designing and manufacturing prostheses similar to existing types using commercially available 3D-CAD software and 3D printers.

After I returned to Japan in 2015, as a Sylff fellow at Keio University, I started developing 3D-CAD software and 3D printers specifically for prosthetic limbs that could overcome these issues. I set out to develop 3D-CAD software and a 3D printer exclusively for prosthetic 3D printing, eliminating all extra features and applications of commercial printers—a process that took three years.

The ever-evolving 3D prosthetic leg printer today and artificial leg brace.

From fiscal 2018, thanks to the Sylff Project Grant and in cooperation with the University of Philippines, Philippines General Hospital (UP-PGH), we conducted material strength tests to secure patient safety and usability tests to obtain medical evidence while advancing preparations for local production.

In the usability tests, we asked 49 patients to wear our 3D-printed prostheses for three months while living as before. Compared to conventional prostheses for emerging countries, we were able to achieve a 128% functional improvement (based on patient evaluation using a prosthesis evaluation questionnaire).

Based on these results, in fiscal 2019, we started local production in the Philippines for the purpose of manufacturing and selling 3D-printed prosthetic legs in emerging countries. As of December 2019, we have been able to deliver approximately 20 prostheses per month to amputees in metropolitan areas in the Philippines, and 112 people now use our prostheses. We are aiming to reach annual production of 1,000 units in fiscal 2020.

Visiting a patient who has started wearing a prosthetic leg.

A patient is able to climb up and down steep steps after regaining a normal lifestyle.

Thus far, the people using our prostheses have been limited to those living in metropolitan areas who are middle- to high-income earners. As such, we can hardly say that the prosthetic problem in the Philippines has been resolved.

My next step is to deliver our prosthetic legs to amputees not only in Metropolitan Manila but also those in remote areas like Bohol, where I had previously served as a volunteer, and in the poorest areas where people cannot afford a $400 prosthesis.

This is why I established the Instalimb Foundation, a nongovernmental organization whose mission is to develop a new distribution model for prostheses delivery catering to those who live in remote areas and who cannot pay $400 for an artificial limb and to implement this model as a social business.

Through the activities of this organization, I hope to establish a sustainable system to ensure that all people who require prosthetic limbs, including the poor in developing countries, have access to them, starting with the Philippines in fiscal 2020. 

With fellow's project members and cooperators.

As for our performance in fiscal 2019, five leg amputation patients were referred to us from local governments, and contributions from local donors were enough to pay for 12 prosthetic legs. Next year, we hope to expand our cooperation with local groups throughout the Philippines.

We have also begun approaching central government agencies in the Philippines, such as the Department of Health and the Department of Trade and Industry, as well as relevant Japanese ministries, such as the Ministry of Economy, Trade, and Industry and the Ministry of Health, Labor, and Welfare, to have our prostheses distribution model incorporated in the PhilHealth government health insurance framework that is being advanced by the Philippine Insurance Commission.

We will continue to consult with stakeholders and make policy recommendations in the hopes of quickly realizing a social system capable of providing prosthetic legs to all amputees in the Philippines.